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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 90-6105
- --------
- JOHN H. EVANS, Jr., PETITIONER v.
- UNITED STATES
- on writ of certiorari to the united states court of
- appeals for the eleventh circuit
- [May 26, 1992]
-
- Justice Stevens delivered the opinion of the Court.
- We granted certiorari, 500 U. S. - (1991), to resolve a
- conflict in the Circuits over the question whether an
- affirmative act of inducement by a public official, such as a
- demand, is an element of the offense of extortion ``under
- color of official right'' prohibited by the Hobbs Act, 18
- U. S. C. 1951. We agree with the Court of Appeals for the
- Eleventh Circuit that it is not, and therefore affirm the
- judgment of the court below.
- I
- Petitioner was an elected member of the Board of
- Commissioners of DeKalb County, Georgia. During the
- period between March 1985 and October 1986, as part of an
- effort by the Federal Bureau of Investigation (FBI) to
- investigate allegations of public corruption in the Atlanta
- area, particularly in the area of rezonings of property, an
- FBI agent posing as a real estate developer talked on the
- telephone and met with petitioner on a number of occa-
- sions. Virtually all, if not all, of those conversations were
- initiated by the agent and most were recorded on tape or
- video. In those conversations, the agent sought petitioner's
- assistance in an effort to rezone a 25-acre tract of land for
- high-density residential use. On July 25, 1986, the agent
-
- handed petitioner cash totaling $7,000 and a check, payable
- to petitioner's campaign, for $1,000. Petitioner reported the
- check, but not the cash, on his state campaign-financing
- disclosure form; he also did not report the $7,000 on his
- 1986 federal income tax return. Viewing the evidence in
- the light most favorable to the Government, as we must in
- light of the verdict, see Glasser v. United States, 315 U. S.
- 60, 80 (1942), we assume that the jury found that petitioner
- accepted the cash knowing that it was intended to ensure
- that he would vote in favor of the rezoning application and
- that he would try to persuade his fellow commissioners to
- do likewise. Thus, although petitioner did not initiate the
- transaction, his acceptance of the bribe constituted an
- implicit promise to use his official position to serve the
- interests of the bribe-giver.
- In a two-count indictment, petitioner was charged with
- extortion in violation of 18 U. S. C. 1951 and with failure
- to report income in violation of 26 U. S. C. 7206(1). He
- was convicted by a jury on both counts. With respect to the
- extortion count, the trial judge gave the following instruc-
- tion:
- ``The defendant contends that the $8,000 he received
- from agent Cormany was a campaign contribution. The
- solicitation of campaign contributions from any person
- is a necessary and permissible form of political activity
- on the part of persons who seek political office and
- persons who have been elected to political office. Thus,
- the acceptance by an elected official of a campaign
- contribution does not, in itself, constitute a violation of
- the Hobbs Act even though the donor has business
- pending before the official.
- ``However, if a public official demands or accepts money
- in exchange for [a] specific requested exercise of his or
- her official power, such a demand or acceptance does
- constitute a violation of the Hobbs Act regardless of
- whether the payment is made in the form of a cam-
- paign contribution.'' App. 16-17.
-
- In affirming petitioner's conviction, the Court of Appeals
- noted that the instruction did not require the jury to find
- that petitioner had demanded or requested the money, or
- that he had conditioned the performance of any official act
- upon its receipt. 910 F. 2d 790, 796 (CA11 1990). The
- Court of Appeals held, however, that ``passive acceptance of
- a benefit by a public official is sufficient to form the basis
- of a Hobbs Act violation if the official knows that he is
- being offered the payment in exchange for a specific
- requested exercise of his official power. The official need
- not take any specific action to induce the offering of the
- benefit.'' Ibid. (emphasis in original).
- This statement of the law by the Court of Appeals for the
- Eleventh Circuit is consistent with holdings in eight other
- Circuits. Two Circuits, however, have held that an
- affirmative act of inducement by the public official is
- required to support a conviction of extortion under color of
- official right. United States v. O'Grady, 742 F. 2d 682, 687
- (CA2 1984) (en banc) (``Although receipt of benefits by a
- public official is a necessary element of the crime, there
- must also be proof that the public official did something,
- under color of his public office, to cause the giving of
- benefits''); United States v. Aguon, 851 F. 2d 1158, 1166
- (CA9 1988) (en banc) (``We find ourselves in accord with the
- Second Circuit's conclusion that inducement is an element
- required for conviction under the Hobbs Act''). Because the
- majority view is consistent with the common-law definition
- of extortion, which we believe Congress intended to adopt,
- we endorse that position.
- II
- It is a familiar ``maxim that a statutory term is generally
- presumed to have its common-law meaning.'' Taylor v.
- United States, 495 U. S. 575, 592 (1990). As we have
- explained, ``where Congress borrows terms of art in which
- are accumulated the legal tradition and meaning of centu-
- ries of practice, it presumably knows and adopts the cluster
- of ideas that were attached to each borrowed word in the
- body of learning from which it was taken and the meaning
- its use will convey to the judicial mind unless otherwise
- instructed. In such case, absence of contrary direction may
- be taken as satisfaction with widely accepted definitions,
- not as a departure from them.'' Morissette v. United States,
- 342 U. S. 246, 263 (1952).
- At common law, extortion was an offense committed by a
- public official who took ``by colour of his office'' money that
- was not due to him for the performance of his official
- duties. A demand, or request, by the public official was
- not an element of the offense. Extortion by the public
- official was the rough equivalent of what we would now
- describe as ``taking a bribe.'' It is clear that petitioner
- committed that offense. The question is whether the
- federal statute, insofar as it applies to official extortion, has
- narrowed the common-law definition.
- Congress has unquestionably expanded the common-law
- definition of extortion to include acts by private individuals
- pursuant to which property is obtained by means of force,
- fear, or threats. It did so by implication in the Travel Act,
- 18 U. S. C. 1952, see United States v. Nardello, 393 U. S.
- 286, 289-296 (1969), and expressly in the Hobbs Act. The
- portion of the Hobbs Act that is relevant to our decision
- today provides:
- ``(a) Whoever in any way or degree obstructs, delays,
- or affects commerce or the movement of any article or
- commodity in commerce, by robbery or extortion or
- attempts or conspires so to do, or commits or threatens
- physical violence to any person or property in further-
- ance of a plan or purpose to do anything in violation of
- this section shall be fined not more than $10,000 or
- imprisoned not more than twenty years, or both.
- ``(b) As used in this section-
- . . . . .
- ``(2) The term `extortion' means the obtaining of prop-
- erty from another, with his consent, induced by wrong-
- ful use of actual or threatened force, violence, or fear,
- or under color of official right.'' 18 U. S. C. 1951.
- The present form of the statute is a codification of a 1946
- enactment, the Hobbs Act, which amended the federal
- Anti-Racketeering Act. In crafting the 1934 Act, Congress
- was careful not to interfere with legitimate activities
- between employers and employees. See H. R. Rep. No.
- 1833, 73rd Cong., 2d Sess., 2 (1934). The 1946 Amendment
- was intended to encompass the conduct held to be beyond
- the reach of the 1934 Act by our decision in United States
- v. Teamsters, 315 U. S. 521 (1942). The Amendment did
- not make any significant change in the section referring to
- obtaining property ``under color of official right'' that had
- been prohibited by the 1934 Act. Rather, Congress intend-
- ed to broaden the scope of the Anti-Racketeering Act and
- was concerned primarily with distinguishing between
- ``legitimate'' labor activity and labor ``racketeering,'' so as to
- prohibit the latter while permitting the former. See 91
- Cong. Rec. 11899-11922 (1945).
- Many of those who supported the Amendment argued
- that its purpose was to end the robbery and extortion that
- some union members had engaged in, to the detriment of
- all labor and the American citizenry. They urged that the
- Amendment was not, as their opponents charged, an anti-
- labor measure, but rather, it was a necessary measure in
- the wake of this Court's decision in United States v.
- Teamsters. In their view, the Supreme Court had mis-
- takenly exempted labor from laws prohibiting robbery and
- extortion, whereas Congress had intended to extend such
- laws to all American citizens. See, e.g., 91 Cong. Rec.
- 11910 (1945) (remarks of Rep. Springer) (``To my mind this
- is a bill that protects the honest laboring people in our
- country. There is nothing contained in this bill that relates
- to labor. This measure, if passed, will relate to every
- American citizen''); id., at 11912 (remarks of Rep. Jennings)
- (``The bill is one to protect the right of citizens of this
- country to market their products without any interference
- from lawless bandits'').
- Although the present statutory text is much broader
- than the common-law definition of extortion because it
- encompasses conduct by a private individual as well as
- conduct by a public official, the portion of the statute
- that refers to official misconduct continues to mirror the
- common-law definition. There is nothing in either the
- statutory text or the legislative history that could fairly be
- described as a ``contrary direction,'' Morissette v. United
- States, 342 U. S., at 263, from Congress to narrow the scope
- of the offense.
- The legislative history is sparse and unilluminating with
- respect to the offense of extortion. There is a reference to
- the fact that the terms ``robbery and extortion'' had been
- construed many times by the courts and to the fact that the
- definitions of those terms were ``based on the New York
- law.'' 89 Cong. Rec. 3227 (1943) (statement of Rep. Hobbs);
- see 91 Cong. Rec. 11906 (1945) (statement of Rep. Robsion).
- In view of the fact that the New York statute applied to a
- public officer ``who asks, or receives, or agrees to receive''
- unauthorized compensation, N. Y. Penal Code 557 (1881),
- the reference to New York law is consistent with an intent
- to apply the common-law definition. The language of the
- New York statute quoted above makes clear that extortion
- could be committed by one who merely received an unautho-
- rized payment. This was the statute that was in force in
- New York when the Hobbs Act was enacted.
- The two courts that have disagreed with the decision to
- apply the common-law definition have interpreted the word
- ``induced'' as requiring a wrongful use of official power that
- ``begins with the public official, not with the gratuitous
- actions of another.'' United States v. O'Grady, 742 F. 2d, at
- 691; see United States v. Aguon, 851 F. 2d, at 1166 (```in-
- ducement' can be in the overt form of a `demand,' or in a
- more subtle form such as `custom' or `expectation'''). If we
- had no common-law history to guide our interpretation of
- the statutory text, that reading would be plausible. For two
- reasons, however, we are convinced that it is incorrect.
- First, we think the word ``induced'' is a part of the
- definition of the offense by the private individual, but not
- the offense by the public official. In the case of the private
- individual, the victim's consent must be ``induced by
- wrongful use of actual or threatened force, violence or fear.''
- In the case of the public official, however, there is no such
- requirement. The statute merely requires of the public
- official that he obtain ``property from another, with his
- consent, . . . under color of official right.'' The use of the
- word ``or'' before ``under color of official right'' supports this
- reading.
- Second, even if the statute were parsed so that the word
- ``induced'' applied to the public officeholder, we do not
- believe the word ``induced'' necessarily indicates that the
- transaction must be initiated by the recipient of the bribe.
- Many of the cases applying the majority rule have conclud-
- ed that the wrongful acceptance of a bribe establishes all
- the inducement that the statute requires. They conclude
- that the coercive element is provided by the public office
- itself. And even the two courts that have adopted an
- inducement requirement for extortion under color of official
- right do not require proof that the inducement took the
- form of a threat or demand. See United States v. O'Grady,
- 742 F. 2d, at 687; United States v. Aguon, 851 F. 2d, at
- 1166.
- Petitioner argues that the jury charge with respect to
- extortion, see supra, at 2-3, allowed the jury to convict him
- on the basis of the ``passive acceptance of a contribution.''
- Brief for Petitioner 24. He contends that the instruction
- did not require the jury to find ``an element of duress such
- as a demand,'' Brief for Petitioner 22, and it did not
- properly describe the quid pro quo requirement for convic-
- tion if the jury found that the payment was a campaign
- contribution.
- We reject petitioner's criticism of the instruction, and
- conclude that it satisfies the quid pro quo requirement of
- McCormick v. United States, 500 U. S. - (1991), because
- the offense is completed at the time when the public official
- receives a payment in return for his agreement to perform
- specific official acts; fulfillment of the quid pro quo is not an
- element of the offense. We also reject petitioner's conten-
- tion that an affirmative step is an element of the offense of
- extortion ``under color of official right'' and need be included
- in the instruction. As we explained above, our construc-
- tion of the statute is informed by the common-law tradition
- from which the term of art was drawn and understood. We
- hold today that the Government need only show that a
- public official has obtained a payment to which he was not
- entitled, knowing that the payment was made in return for
- official acts.
- Our conclusion is buttressed by the fact that so many
- other courts that have considered the issue over the last 20
- years have interpreted the statute in the same way.
- Moreover, given the number of appellate court decisions,
- together with the fact that many of them have involved
- prosecutions of important officials well known in the
- political community, it is obvious that Congress is aware
- of the prevailing view that common-law extortion is
- proscribed by the Hobbs Act. The silence of the body that
- is empowered to give us a ``contrary direction'' if it does not
- want the common-law rule to survive is consistent with an
- application of the normal presumption identified in Taylor
- and Morissette, supra.
- III
- An argument not raised by petitioner is now advanced by
- the dissent. It contends that common-law extortion was
- limited to wrongful takings under a false pretense of official
- right. Post, at 2-3; see post, at 4 (offense of extortion -was
- understood ... [as] a wrongful taking under a false pretense
- of official right-) (emphasis in original); post, at 5. It is
- perfectly clear, however, that although extortion accom-
- plished by fraud was a well-recognized type of extortion,
- there were other types as well. As the court explained in
- Commonwealth v. Wilson, 30 Pa. Super. 26 (1906), an
- extortion case involving a payment by a would-be brothel
- owner to a police captain to ensure the opening of her
- house:
-
- -The form of extortion most commonly dealt with in the
- decisions is the corrupt taking by a person in office of
- a fee for services which should be rendered gratuitous-
- ly; or when compensation is permissible, of a larger fee
- than the law justifies, or a fee not yet due; but this is
- not a complete definition of the offense, by which I
- mean that it does not include every form of common-
- law extortion.- Id., at 30.
-
- See also Commonwealth v. Brown, 23 Pa. Super. 470,
- 488-489 (1903) (defendants charged with and convicted of
- conspiracy to extort because they accepted pay for obtaining
- and procuring the election of certain persons to the position
- of school-teachers); State v. Sweeney, 180 Minn. 450, 456,
- 231 N.W. 225, 228 (1930) (alderman's acceptance of money
- for the erection of a barn, the running of a gambling house,
- and the opening of a filling station would constitute
- extortion) (dicta); State v. Barts, 132 N.J.L. 74, 76, 83, 38
- A.2d 838, 841, 844 (Sup. Ct. 1944) (police officer, who
- received $1,000 for not arresting someone who had stolen
- money, was properly convicted of extortion because -generi-
- cally extortion is an abuse of public justice and a misuse by
- oppression of the power with which the law clothes a public
- officer-); White v. State, 56 Ga. 385, 389 (1876) (If a
- ministerial officer used his position -for the purpose of
- awing or seducing- a person to pay him a bribe that would
- be extortion).
- The dissent's theory notwithstanding, not one of the cases
- it cites, see post, at 4-5, and n. 3, holds that the public
- official is innocent unless he has deceived the payor by
- representing that the payment was proper. Indeed, none
- makes any reference to the state of mind of the payor, and
- none states that a -false pretense- is an element of the
- offense. Instead, those cases merely support the proposition
- that the services for which the fee is paid must be official
- and that the official must not be entitled to the fee that he
- collected-both elements of the offense that are clearly
- satisfied in this case. The complete absence of support for
- the dissent's thesis presumably explains why it was not
- advanced by petitioner in the District Court or the Court of
- Appeals, is not recognized by any Court of Appeals, and is
- not advanced in any scholarly commentary.
- The judgment is affirmed.
- It is so ordered.
-
-